Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Stromfeld is a financial advisor at Merrill Lynch, Pierce, Fenner & Smith Inc., having joined in 2014 after working for Wells Fargo Clearing Services, LLC and Credit Suisse Securities (USA) LLC. Eric holds Series 7, Series 31 and Series 66 licenses, and has been in the financial services industry for over 12 years.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/14/2019 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GEORGETOWN TX)
CA
03/03/2016 - 11/30/2017
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
07/23/2015 - 03/28/2016
CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)
DC
05/22/2014 - 06/16/2015
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (WASHINGTON DC)
MD
12/14/2010 - 06/09/2014
MORGAN STANLEY (BETHESDA MD)
BOTH
Issued 04/13/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/01/2011
Series 31 - Futures Managed Funds Examination
BC
Issued 12/13/2010
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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