Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Schmidt is a financial advisor with LPL Financial LLC. Eric has been in the financial industry since 1998 and has extensive experience in the field. Eric provides comprehensive financial planning, portfolio management, and other advisory services to individuals and businesses. Eric is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
SC
11/30/2011 - Present
LPL Financial LLC (FORT MILL SC)
NC
02/05/2008 - 05/17/2012
UVEST FINANCIAL SERVICES GROUP, INC. (CHARLOTTE NC)
NC
08/13/2007 - 12/17/2007
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NY
04/01/2002 - 05/11/2007
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
CT
03/01/2002 - 04/17/2002
ABN AMRO INCORPORATED (STAMFORD CT)
NY
07/13/1999 - 03/01/2002
ABN AMRO SECURITIES LLC (NEW YORK NY)
NY
06/14/1999 - 08/03/1999
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
MD
05/20/1999 - 06/14/1999
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
NE
02/21/1996 - 07/15/1997
WATERHOUSE SECURITIES, INC. (OMAHA NE)
MN
03/01/1996 - 04/26/1996
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
BC
Issued 01/31/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/26/2010
Series 24 - General Securities Principal Examination
BC
Issued 05/14/1997
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/30/2005
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/30/1999
Series 25 - NYSE Trading Assistant Examination
BC
Issued 01/16/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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