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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Stern is a financial advisor with First Citizens Investor Services, Inc. based in San Francisco, California. Eric has been working in the financial industry for over 13 years, and has experience in various aspects of financial planning and investment management. Eric is registered in California as both a Broker-Dealer and Investment Advisor Representative. Eric holds several industry licenses, including Series 7, 63, 66 and SIE exams. Prior to joining First Citizens Investor Services, Inc., Eric worked at Morgan Stanley, Gerken Capital Associates, and William O'Neil & Company, Incorporated. Eric has a broad range of experience working with a variety of clients, including high net worth individuals, individuals other than high net worth, corporations or other businesses, charitable organizations and pension and profit-sharing plans. Eric is a specialist in a range of investment options including, retirement planning, estate planning, insurance and college planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
07/10/2024 - Present
First Citizens Investor Services, Inc. (San Francisco CA)
CA
09/06/2010 - 07/09/2013
MORGAN STANLEY (PLEASANTON CA)
CA
06/11/2002 - 12/05/2002
GERKEN CAPITAL ASSOCIATES (MILL VALLEY CA)
MA
04/25/2000 - 08/18/2000
WILLIAM O'NEIL & COMPANY, INCORPORATED (BOSTON MA)
BOTH
Issued 07/03/2024
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/16/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/10/2024
Series 7TO - General Securities Representative Examination
BC
Issued 09/15/2020
SIE - Securities Industry Essentials Examination
BC
Issued 09/02/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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