Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Sheffron is a financial advisor registered with Wells Fargo Clearing Services, LLC in Woodland Hills, CA. Eric has been in the financial industry for over 22 years. Eric is also registered as an investment advisor representative in California and Texas. Eric is a Certified Financial Planner (CFP) and holds Series 7, 63 and 65 licenses. Eric has worked at U.S. Bancorp Investments, Inc., Chase Investment Services Corp. and WAMU Investments, Inc. in the past.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/30/2024 - Present
Wells Fargo Clearing Services, LLC (WOODLAND HILLS CA)
CA
03/16/2011 - 05/13/2022
U.S. BANCORP INVESTMENTS, INC. (SIMI VALLEY CA)
CA
05/02/2009 - 03/17/2011
CHASE INVESTMENT SERVICES CORP. (VALENCIA CA)
CA
11/15/2000 - 05/02/2009
WAMU INVESTMENTS, INC. (NEWHALL CA)
IA
Issued 06/23/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/12/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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