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Eric Shawn White

Finalis Securities LLC

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About Eric Shawn White

Eric White is a financial professional with over 4 years of experience in the securities industry. Eric currently works at Finalis Securities LLC. Eric has a Series 63, Series 79TO, and SIE licenses. Previously Eric worked at Ashland Securities, LLC. Eric is registered in Alabama, California, Missouri, Nevada, New York, North Carolina, Texas and Wisconsin.

Firm Information

Eric White is currently registered with Finalis Securities LLC. Finalis Securities LLC is a Limited Liability Company formed in September 2019. The firm is registered with the SEC and in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands.

Not reported

Assets Under Management

Not reported

Total Clients

337

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric White’s Registration & Firm History

NY

11/16/2022 - Present

Finalis Securities LLC (New York NY)

TX

05/17/2019 - 09/15/2022

ASHLAND SECURITIES, LLC (FRISCO TX)

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Licenses & Designations

BC

Issued 09/19/2018

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 04/05/2019

SIE - Securities Industry Essentials Examination

BC

Issued 11/20/2018

Series 79TO - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Eric Shawn White. Review regulatory record here.
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