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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Richter is a financial professional with over 27 years of experience in the securities industry. Eric Richter is currently registered with Stifel, Nicolaus & Company, Inc. in the states of New York and Texas. Eric Richter is also registered as an Investment Advisor Representative in New York and Texas. Previous employers include Ryan Beck & Co., E*TRADE PROFESSIONAL TRADING, LLC, Cantor Fitzgerald Securities, Cantor Fitzgerald Partners, and Gruntal & Co. Incorporated. Eric Richter is a Series 7, 9, 10, 55, 63, 65, 72 and SIE licensed professional. Eric Richter's professional designations include: Eric Richter's professional specializations include: Eric Richter also provides advisory services such as financial planning, pension consulting, educational seminars, selection of other advisers, portfolio management for businesses, portfolio management for individuals, and portfolio management for pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
01/31/2018 - Present
Stifel, Nicolaus & Company, Inc. (GARDEN CITY NY)
NY
01/16/2003 - 07/10/2007
RYAN BECK & CO. (UNIONDALE NY)
NY
09/30/1999 - 01/14/2003
E*TRADE PROFESSIONAL TRADING, LLC (NEW YORK NY)
NY
07/22/1995 - 08/23/1999
CANTOR FITZGERALD SECURITIES (NEW YORK NY)
NY
06/28/1996 - 08/20/1999
CANTOR FITZGERALD PARTNERS (NEW YORK NY)
NY
06/12/1995 - 07/05/1995
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
IA
Issued 11/09/2007
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/05/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/23/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 03/20/2009
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 72 - Government Securities Representative Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/23/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 06/09/1995
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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