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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Morgan is a financial advisor with Raymond James Financial Services Advisors, Inc. Eric has been working in the financial industry since 2003. Eric is registered with the Securities and Exchange Commission and has a Series 6, Series 7 and Series 66 license. Eric is also registered with the state of Arizona and has a Series 63 license. Eric provides financial planning and investment advice to individuals, families, and businesses. Eric works out of the Raymond James Financial Services Advisors, Inc. office in Mesa, Arizona. Eric also works for Desert Financial Credit Union and Desert Financial Wealth Management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
AZ
02/21/2019 - Present
Raymond James Financial Services Advisors, Inc. (MESA AZ)
AZ
04/03/2008 - 02/27/2019
LPL FINANCIAL LLC (PHOENIX AZ)
AZ
05/05/2003 - 04/01/2008
COMPASS BROKERAGE, INC. (CHANDLER AZ)
BOTH
Issued 07/15/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/13/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/16/2010
Series 7 - General Securities Representative Examination
BC
Issued 05/01/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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