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Eric Serfaty

Insigneo Advisory Services, LLC

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About Eric Serfaty

Eric Serfaty is an Investment Advisor Representative with Insigneo Advisory Services, LLC. Eric has been in the securities industry since April 2001. Eric has a Series 7, Series 31, Series 63, and Series 65 licenses. Eric has experience with a variety of firms including UBS Financial Services Inc., Oppenheimer & Co. Inc, and Citigroup Global Markets Inc. Eric is also an active member of the industry with registrations in Florida, New York, and the District of Columbia.

Firm Information

Eric Serfaty is currently registered with Insigneo Advisory Services, LLC. Insigneo Advisory Services, LLC is an investment advisor headquartered in Miami, FL. The firm manages approximately $3.07 billion in assets and provides advisory services to individuals, corporations, other investment advisors, and pooled investment vehicles. The firm's services include portfolio management, financial reporting, and consulting. Insigneo has 180 registered representatives, 156 investment advisor representatives, and 45 licensed agents. The firm is registered with the Securities and Exchange Commission (SEC).
Insigneo Advisory Services, LLC

1221 BRICKELL AVENUE

MIAMI, FL 33131

$3.07B

Assets Under Management

16

Total Clients

144

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

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consolidation of financial reports and consulting services

Consolidation of financial reports and consulting services

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Rebates/trailer fees

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Eric Serfaty’s Registration & Firm History

FL

08/22/2023 - Present

Insigneo Advisory Services, LLC (MIAMI FL)

NY

11/15/2022 - 08/25/2023

OPPENHEIMER & CO. INC. (NEW YORK NY)

NY

01/01/2010 - 11/25/2022

UBS FINANCIAL SERVICES INC. (NEW YORK NY)

NY

09/26/2007 - 01/01/2010

UBS INTERNATIONAL INC. (NEW YORK NY)

NY

01/07/2000 - 06/30/2006

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

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Licenses & Designations

IA

Issued 04/07/2008

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 01/10/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/20/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 01/06/2000

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 4 public disclosures for Eric Serfaty. Review regulatory record here.
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