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Eric Seiler

National Financial Services LLC

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About Eric Seiler

Eric Seiler is a financial professional with over 25 years of experience in the industry. Currently, Eric is registered with National Financial Services LLC. Eric has a background in various financial sectors, including working with Fidelity Brokerage Services LLC. Eric is well-versed in different financial products and services and holds multiple licenses and certifications to support his expertise, including Series 7, 9, 10, 63, and SIE, as well as the General Securities Sales Supervisor Examination (Options Module & General Module) and the Registered Options Principal Examination.

Firm Information

Eric Seiler is currently registered with National Financial Services LLC. National Financial Services LLC is a Limited Liability Company formed in June 2000. The firm is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands. The firm has been the subject of 45 regulatory event disclosures, 1 civil event disclosure and 14 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

598

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Seiler’s Registration & Firm History

NJ

06/04/2003 - Present

National Financial Services LLC (JERSEY CITY NJ)

NJ

02/02/2022 - 09/12/2023

FIDELITY BROKERAGE SERVICES LLC (JERSEY CITY NJ)

RI

01/20/1998 - 06/05/2003

FIDELITY BROKERAGE SERVICES LLC (SMITHFIELD RI)

MA

10/29/1999 - 01/16/2001

NATIONAL FINANCIAL SERVICES LLC (BOSTON MA)

NJ

08/05/1996 - 01/13/1997

J. B. HANAUER & CO. (PARSIPPANY NJ)

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Licenses & Designations

BC

Issued 06/27/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 01/02/2023

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 07/02/1999

Series 4 - Registered Options Principal Examination

BC

Issued 03/08/1999

Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)

BC

Issued 08/14/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Seiler.
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