Unclaimed
Eric Scriffiano is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has been in the industry since August 1, 2011. Eric has been registered in 51 states and has experience working with a wide range of clients including corporations, individuals, and pension plans. Eric holds the Series 66, Series 7, and SIE licenses and has access to a broad range of financial products and services. Eric's previous experience with Morgan Stanley Smith Barney helps him provide clients with a well-rounded perspective and access to a diverse set of solutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
01/14/2016 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (Raleigh NC)
NJ
08/02/2011 - 06/13/2012
MORGAN STANLEY SMITH BARNEY (WARREN NJ)
BOTH
Issued 09/01/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/01/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Eric Scriffiano is the right advisor for you? Invested Better is here to help.