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Eric Scott Weiner

State Street Global Markets, LLC

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About Eric Scott Weiner

Eric Weiner is a financial advisor with State Street Global Markets, LLC in Boston, Massachusetts. Eric has been in the financial services industry since 1998. Eric holds the Series 7, Series 24, Series 55, and Series 63 licenses, as well as the Securities Industry Essentials Examination. Eric is a licensed investment advisor in 53 states and the District of Columbia. Eric previously worked at United First Partners LLC, BTIG, LLC, Janney Montgomery Scott LLC, FIG Partners, LLC, Lazard Capital Markets LLC, Gleacher & Company Securities, Inc., SMF Trading, Inc., BNP Paribas Securities Corp., Deutsche Bank Securities Inc., Soundview Financial Group, Inc., and Goldman, Sachs & Co.

Firm Information

Eric Weiner is currently registered with State Street Global Markets, LLC. State Street Global Markets, LLC is a Limited Liability Company formed in 2016 and approved in 53 states and the District of Columbia, including SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

88

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Weiner’s Registration & Firm History

MA

07/12/2022 - Present

State Street Global Markets, LLC (BOSTON MA)

NY

02/09/2022 - 06/01/2022

UNITED FIRST PARTNERS LLC (NEW YORK NY)

NY

06/17/2021 - 01/19/2022

BTIG, LLC (New York NY)

NY

11/05/2013 - 05/18/2021

JANNEY MONTGOMERY SCOTT LLC (NEW YORK NY)

GA

05/01/2019 - 11/25/2019

FIG PARTNERS, LLC (ATLANTA GA)

NY

10/18/2011 - 10/31/2013

LAZARD CAPITAL MARKETS LLC (NEW YORK NY)

NY

11/30/2010 - 09/09/2011

GLEACHER & COMPANY SECURITIES, INC. (NEW YORK NY)

NY

06/29/2009 - 11/15/2010

SMF TRADING, INC. (NEW YORK NY)

NY

04/14/2008 - 05/07/2009

BNP PARIBAS SECURITIES CORP. (NEW YORK NY)

NY

05/14/1998 - 02/04/2008

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

CT

08/11/1997 - 09/03/1998

SOUNDVIEW FINANCIAL GROUP, INC. (OLD GREENWICH CT)

NY

06/05/1997 - 08/14/1997

GOLDMAN, SACHS & CO. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/23/2000

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/16/2003

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/18/2000

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 06/04/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE American LLC

N

Nasdaq BX, Inc.

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Eric Scott Weiner.
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