Unclaimed
Eric Strominger is a financial advisor at A.g.p. / Alliance Global Partners. Eric is registered with the Financial Industry Regulatory Authority (FINRA) and has been in the industry since 1997. Eric is registered to provide financial advice in several states, including California, Florida, New Jersey, New York and Texas. Eric specializes in portfolio management for individuals, businesses and pooled investment vehicles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
1
2
NY
07/26/2021 - Present
A.g.p. / Alliance Global Partners (New York NY)
NY
12/23/2015 - 08/09/2021
AEGIS CAPITAL CORP. (NEW YORK NY)
NY
03/04/2014 - 12/22/2015
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/11/2010 - 03/28/2014
MAXIM GROUP LLC (NEW YORK NY)
NY
03/03/2009 - 03/18/2010
METLIFE SECURITIES INC. (NEW YORK NY)
NY
02/11/1999 - 03/03/2009
EASTBROOK CAPITAL GROUP LLC (NEW YORK NY)
NY
06/04/1998 - 09/04/1998
BROADMARK CAPITAL CORP. (NEW YORK NY)
NY
05/13/1997 - 04/29/1998
GILFORD SECURITIES INCORPORATED (NEW YORK NY)
CA
04/17/1997 - 05/08/1997
THE BOSTON GROUP (LOS ANGELES CA)
NY
07/31/1996 - 08/29/1996
LAIDLAW EQUITIES, INC. (NEW YORK NY)
NY
07/22/1996 - 08/15/1996
GAINES, BERLAND INC. (BETHPAGE NY)
IA
Issued 10/16/2008
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/25/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/09/2006
Series 53 - Municipal Securities Principal Examination
BC
Issued 04/24/2000
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/19/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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