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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Scott Roth is a financial advisor with over 30 years of experience in the financial services industry. Eric has been with Morgan Stanley since 2009, and is registered to provide investment advice in New York, New Jersey, and Texas. Eric has a wide range of experience in financial planning, portfolio management, and asset allocation. He is committed to helping clients achieve their financial goals through personalized financial plans and investment strategies. Prior to joining Morgan Stanley, Eric was a financial advisor with Citigroup Global Markets Inc. for six years and Oppenheimer & Co. Inc. for a year.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
See schedule d miscellaneous
1
2
NY
05/18/2020 - Present
Morgan Stanley (New York NY)
NY
10/01/2003 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
01/03/2003 - 10/02/2003
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
09/24/1998 - 01/03/2003
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
10/06/1989 - 09/14/1998
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
10/06/1989 - 09/14/1998
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
BC
Issued 11/06/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1998
Series 7 - General Securities Representative Examination
BC
Issued 10/05/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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