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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Razzi is a financial advisor with Merrill Lynch, Pierce, Fenner & Smith Inc. Eric has been in the financial services industry since 2011. Eric holds Series 66, Series 7, Series 9, and Series 10 licenses. Eric is registered with the Securities and Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA). Eric has a specialization in providing investment advice to individuals, businesses, and institutions. Eric is also a registered investment advisor in California and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
03/06/2017 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LIVERMORE CA)
CA
11/03/2016 - 02/06/2017
TD AMERITRADE, INC. (CAMPBELL CA)
NJ
12/14/2012 - 10/11/2016
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
NJ
01/28/2011 - 12/10/2012
UBS FINANCIAL SERVICES INC. (NORTHFIELD NJ)
BOTH
Issued 03/22/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/02/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 04/18/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/27/2011
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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