Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Pomerantz is a financial advisor with over 18 years of experience in the financial services industry. Eric is currently registered with Ameriprise Financial Services, LLC in Austin, Texas. Previously, Eric was associated with firms like Investment Professionals, Inc., Oppenheimer & Co. Inc., Riverstone Wealth Management, Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated, Maxim Group LLC, BrokerageAmerica, LLC and Hold Brothers On-Line Investment Services L.L.C. Eric is a licensed financial advisor and holds the following securities licenses: Series 3, 7, 55, 63, 66, and SIE. Eric is an experienced investment advisor providing financial planning, portfolio management, and asset allocation services to individuals, families, and businesses. Eric is committed to providing personalized financial advice and helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
06/25/2018 - Present
Ameriprise Financial Services, LLC (AUSTIN TX)
TX
12/09/2016 - 09/25/2018
INVESTMENT PROFESSIONALS, INC. (Austin TX)
TX
11/01/2010 - 12/16/2016
OPPENHEIMER & CO. INC. (AUSTIN TX)
TX
01/16/2009 - 11/05/2010
RIVERSTONE WEALTH MANAGEMENT, INC. (AUSTIN TX)
TX
09/14/2006 - 12/22/2008
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (AUSTIN TX)
NY
09/02/2004 - 05/19/2005
MAXIM GROUP LLC (NEW YORK NY)
NY
03/01/2004 - 09/07/2004
BROKERAGEAMERICA, LLC (NEW YORK NY)
NY
01/07/2004 - 03/24/2004
HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C. (NEW YORK NY)
NY
03/30/1998 - 05/27/1998
LYNCH, JONES & RYAN, INC. (NEW YORK NY)
BOTH
Issued 09/08/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/11/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2012
Series 3 - National Commodity Futures Examination
BC
Issued 04/13/2004
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/06/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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