Unclaimed
Eric Marx is a financial professional with over 2 years of experience in the securities industry. Eric is currently registered with Williams Trading LLC and is Series 7, Series 63, and Series 57TO licensed. Eric has a broad range of experience working with clients in several states, including Alabama, Arizona, California, Colorado, and Connecticut.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CT
02/27/2021 - Present
Williams Trading LLC (WESTPORT CT)
BC
Issued 04/02/2021
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/03/2021
Series 57TO - Securities Trader Exam
BC
Issued 02/26/2021
Series 7TO - General Securities Representative Examination
BC
Issued 01/22/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
M
MEMX LLC
N
NYSE Arca, Inc.
N
Nasdaq Stock Market
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