Unclaimed
Eric Malpica is a financial professional with over 18 years of experience in the industry. Eric is currently registered with Clear Street LLC and has also held previous positions with Virtu Americas LLC, SG Americas Securities, LLC, First Hudson Financial Group, Inc. and Seidel & Shaw LLC. Eric holds the Series 7, Series 99, Series 57 and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
03/01/2019 - Present
Clear Street LLC (NEW YORK NY)
NY
10/01/2009 - 02/21/2019
VIRTU AMERICAS LLC (New York NY)
NY
10/24/2005 - 09/10/2009
SG AMERICAS SECURITIES, LLC (NEW YORK NY)
NY
04/22/2005 - 09/12/2005
FIRST HUDSON FINANCIAL GROUP, INC. (NEW YORK NY)
NY
04/09/2004 - 04/18/2005
SEIDEL & SHAW LLC (NEW YORK NY)
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/2004
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
Not sure Eric Malpica is the right advisor for you? Invested Better is here to help.