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Eric Scott Malpica

Clear Street LLC

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About Eric Scott Malpica

Eric Malpica is a financial professional with over 18 years of experience in the industry. Eric is currently registered with Clear Street LLC and has also held previous positions with Virtu Americas LLC, SG Americas Securities, LLC, First Hudson Financial Group, Inc. and Seidel & Shaw LLC. Eric holds the Series 7, Series 99, Series 57 and SIE licenses.

Firm Information

Eric Malpica is currently registered with Clear Street LLC. Clear Street LLC is a Limited Liability Company formed in December 2016. The firm is registered in all 50 states, as well as Puerto Rico, the Virgin Islands, and the District of Columbia. They are also registered with the Securities and Exchange Commission (SEC).

Not reported

Assets Under Management

Not reported

Total Clients

149

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Malpica’s Registration & Firm History

NY

03/01/2019 - Present

Clear Street LLC (NEW YORK NY)

NY

10/01/2009 - 02/21/2019

VIRTU AMERICAS LLC (New York NY)

NY

10/24/2005 - 09/10/2009

SG AMERICAS SECURITIES, LLC (NEW YORK NY)

NY

04/22/2005 - 09/12/2005

FIRST HUDSON FINANCIAL GROUP, INC. (NEW YORK NY)

NY

04/09/2004 - 04/18/2005

SEIDEL & SHAW LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 01/02/2023

Series 57TO - Securities Trader Exam

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/08/2004

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BZX Exchange, Inc.

F

FINRA

N

NYSE American LLC

N

New York Stock Exchange

Disclosures

There are no public disclosures for Eric Scott Malpica.
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