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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Goodman is an Investment Advisor Representative with Merrill Lynch, Pierce, Fenner & Smith Inc., registered with the state of New York. Eric has been in the securities industry since 1999. Previously, Eric worked at VALLEY FINANCIAL MANAGEMENT, INC., CITIGROUP GLOBAL MARKETS INC., CITICORP INVESTMENT SERVICES and KSH INVESTMENT GROUP, INC. Eric holds Series 63, 65, 7, and 26 licenses, and has worked with a wide range of clients, including individuals, businesses, corporations, charitable organizations, and insurance companies. Eric specializes in providing portfolio management, financial planning, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
07/31/2023 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (GREAT NECK NY)
NY
09/20/2019 - 07/18/2023
VALLEY FINANCIAL MANAGEMENT, INC. (Jericho NY)
NY
05/29/2007 - 09/10/2019
CITIGROUP GLOBAL MARKETS INC. (UNIONDALE NY)
NY
12/12/2001 - 05/29/2007
CITICORP INVESTMENT SERVICES (WANTAGH NY)
NY
02/27/2001 - 10/15/2001
KSH INVESTMENT GROUP, INC. (GREAT NECK NY)
NY
11/10/1999 - 02/21/2001
SANDS BROTHERS & CO., LTD. (NEW YORK NY)
IA
Issued 03/12/2020
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/16/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/20/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1999
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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