Unclaimed
Eric Glasband is a financial advisor with over 20 years of experience in the industry. Eric is currently registered with RBC Capital Markets, LLC and has previously worked with Merrill Lynch, Morgan Stanley Smith Barney, Citigroup Global Markets Inc, Herbert J. Sims & Co. Inc, and AXA Advisors, LLC. Eric is licensed to offer securities and investment advisory services in several states. Eric focuses on providing financial planning and portfolio management services to individuals, corporations, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Service public & private employee benefit plans, endowment funds, foundations, family trusts & various capital/operating funds
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
FL
09/03/2020 - Present
RBC Capital Markets, LLC (BOCA RATON FL)
FL
08/23/2010 - 09/08/2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (BOCA RATON FL)
FL
06/01/2009 - 09/16/2010
MORGAN STANLEY SMITH BARNEY (BOCA RATON FL)
FL
04/29/2005 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (BOCA RATON FL)
CT
11/06/2002 - 05/04/2005
HERBERT J. SIMS & CO. INC. (FAIRFIELD CT)
CT
02/13/2002 - 10/31/2002
ORBITEX FUNDS DISTRIBUTOR, INC. (STAMFORD CT)
NY
11/03/2000 - 04/10/2001
AXA ADVISORS, LLC (NEW YORK NY)
IA
Issued 07/14/2005
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/12/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/02/2000
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX PEARL, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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