Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Schwartz is a financial advisor with over 38 years of experience in the industry. Eric is currently registered with Cambridge Investment Research, Inc. and is a Series 7, 24, 53, 63 and 99TO licensed professional. Eric has previously worked with Continuity Partners Group, LLC and Eneric Financial Services, Inc. Eric is registered in California, Iowa and Wyoming.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
IA
12/11/1995 - Present
Cambridge Investment Research, Inc. (FAIRFIELD IA)
IA
09/01/2010 - 08/07/2017
CONTINUITY PARTNERS GROUP, LLC (FAIRFIELD IA)
IA
09/21/1983 - 10/11/2002
ENERIC FINANCIAL SERVICES, INC. (FAIRFIELD IA)
BC
Issued 04/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/1992
Series 24 - General Securities Principal Examination
BC
Issued 11/15/1989
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/21/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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