Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Schultz is an investment advisor representative with Ameriprise Financial Services, LLC. Eric is based in Annapolis, MD and has been in the financial services industry since December 7, 1987. Eric has passed the Series 7, Series 63, Series 65, and SIE exams. Eric has been registered with Ameriprise Financial Services, LLC since July 2024. Eric has also been registered with LPL Financial LLC, HD Vest Investment Services, LaSalle St Securities, LLC, Capitol Securities Management, Inc, John A. Neidel and Company, Johnston, Lemon & Co. Incorporated, and The Stuart-James Company, Inc. Prior to joining Ameriprise Financial Services, LLC, Eric was employed by LPL Financial LLC in Rockville, MD, HD Vest Investment Services in Rockville, MD, LaSalle St Securities, LLC in Rockville, MD, Capitol Securities Management, Inc in Glen Allen, VA, John A. Neidel and Company, Johnston, Lemon & Co. Incorporated, and The Stuart-James Company, Inc. Eric provides financial planning, asset allocation services, pension consulting, educational seminars, and publication of periodicals to individuals, businesses, trusts/estates, insurance companies, charitable organizations, pension and profit sharing plans, and state or municipal government entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
MD
01/24/2025 - Present
Ameriprise Financial Services, LLC (Potomac MD)
MD
06/18/2019 - 07/30/2024
LPL FINANCIAL LLC (ROCKVILLE MD)
MD
11/17/2015 - 06/28/2019
HD VEST INVESTMENT SERVICES (Rockville MD)
MD
02/27/2004 - 11/17/2015
LASALLE ST SECURITIES, L.L.C. (ROCKVILLE MD)
VA
05/13/1991 - 03/05/2004
CAPITOL SECURITIES MANAGEMENT, INC. (GLEN ALLEN VA)
NA
08/22/1989 - 01/07/1991
JOHN A. NEIDEL AND COMPANY
NA
03/09/1987 - 10/05/1988
JOHNSTON, LEMON & CO. INCORPORATED
NA
08/19/1986 - 02/05/1987
THE STUART-JAMES COMPANY, INC.
IA
Issued 09/14/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/03/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/16/1986
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Eric Schultz is the right advisor for you? Invested Better is here to help.
