Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Sanders is a financial advisor with UBS Asset Management (us) Inc. based in NEW YORK, NY. Eric has been working in the financial industry since 1998. Eric has a number of professional designations, including Series 7, Series 8, Series 9, Series 10, and Series 14. Eric is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
02/15/2007 - Present
UBS Asset Management (us) Inc. (NEW YORK NY)
NY
01/25/1997 - 06/30/2005
FRED ALGER & COMPANY, INCORPORATED (NEW YORK NY)
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/25/1997
Series 14 - Compliance Officer Examination
BC
Issued 07/15/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/20/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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