Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Zimmerer is a financial advisor who has been working in the industry since September 13, 2017. Eric is currently registered with UBS Financial Services Inc. and is licensed to provide investment advice in 53 states and Washington D.C. Eric has previously worked for Morgan Stanley, UBS Securities LLC, and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Eric has passed the Series 3, SIE, and Series 7 exams. Eric is a highly experienced and knowledgeable financial advisor.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NY
11/06/2023 - Present
UBS Financial Services Inc. (New York NY)
NY
09/08/2021 - 11/22/2023
MORGAN STANLEY (New York NY)
NY
05/11/2021 - 08/16/2021
UBS SECURITIES LLC (NEW YORK NY)
NY
01/17/2018 - 05/11/2021
UBS FINANCIAL SERVICES INC. (NEW YORK NY)
NJ
08/10/2017 - 01/03/2018
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 10/23/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/22/2021
Series 3 - National Commodity Futures Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/10/2017
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Eric Zimmerer is the right advisor for you? Invested Better is here to help.
