Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Wolf is a financial advisor with over 30 years of experience in the industry. Eric currently works at LPL Financial LLC. Eric is licensed to provide financial advice in several states including Alabama, California, Connecticut, Florida, Maryland, New Jersey, New York, North Carolina, Oklahoma, Pennsylvania, and Wisconsin. Eric holds several industry licenses and registrations including Series 63, Series 65, Series 7, Series 9, Series 10, and SIE. Eric has previously worked at M&T Securities, Inc., HSBC Securities (USA) Inc., Chase Investment Services Corp., Oppenheimer & Co., Inc., Ladenburg, Thalmann & Co., Inc., Josephthal & Co., Inc., Prudential Securities Incorporated, and F.N. Wolf & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
NJ
06/09/2021 - Present
LPL Financial LLC (EMERSON NJ)
NY
02/02/2021 - 06/09/2021
M&T SECURITIES, INC. (GREAT NECK NY)
NY
03/15/2011 - 01/25/2021
HSBC SECURITIES (USA) INC. (GLEN OAKS NY)
NY
03/08/2004 - 03/11/2011
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NY
09/10/2001 - 03/08/2004
OPPENHEIMER & CO. INC. (NEW YORK NY)
NY
03/05/1999 - 10/04/2001
LADENBURG, THALMANN & CO., INC. (NEW YORK NY)
NY
09/13/1995 - 03/10/1999
JOSEPHTHAL & CO., INC. (NEW YORK NY)
NY
10/31/1989 - 09/18/1995
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NA
07/19/1988 - 11/08/1989
F.N. WOLF & CO., INC.
IA
Issued 05/05/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/28/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/24/2002
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/05/2001
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/16/1988
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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