Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Sparling is a financial advisor with LPL Financial LLC. Eric has been in the industry since 1995 and holds Series 6, 7, and 66 licenses. In addition to LPL Financial LLC, Eric has worked for firms such as MONEY CONCEPTS CAPITAL CORP, Ameriprise Financial Services, Inc., and Investment Professionals, Inc. Eric is registered with the state of Ohio and Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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OH
07/01/2021 - Present
LPL Financial LLC (MARION OH)
OH
07/23/2018 - 07/01/2021
MONEY CONCEPTS CAPITAL CORP (MARION OH)
OH
06/22/2018 - 07/17/2018
AMERIPRISE FINANCIAL SERVICES, INC. (Marion OH)
OH
03/01/2016 - 07/17/2018
INVESTMENT PROFESSIONALS, INC. (Marion OH)
OH
10/01/2012 - 12/08/2015
J.P. MORGAN SECURITIES LLC (MARION OH)
OH
03/07/2007 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (MARION OH)
OH
05/15/2006 - 03/08/2007
FIDELITY BROKERAGE SERVICES LLC (COLUMBUS OH)
IN
08/05/2005 - 03/22/2006
LINCOLN FINANCIAL ADVISORS CORPORATION (FORT WAYNE IN)
IN
08/05/2005 - 03/22/2006
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (FORT WAYNE IN)
NY
02/23/2004 - 08/02/2005
NEW ENGLAND SECURITIES (NEW YORK NY)
IL
07/03/2002 - 01/23/2004
STATE FARM VP MANAGEMENT CORP. (BLOOMINGTON IL)
NJ
02/17/1995 - 06/12/2002
PRUCO SECURITIES CORPORATION (NEWARK NJ)
BOTH
Issued 03/20/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2002
Series 7 - General Securities Representative Examination
BC
Issued 02/16/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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