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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Ferrara is a financial advisor with UBS Financial Services Inc., where Eric has been employed since March 2022. Eric is also registered with the Financial Industry Regulatory Authority (FINRA) and has been a registered representative since January 2010. Eric has a total of 53 active state registrations, 4 active Investment Advisor State registrations and 10 approved SRO registrations. Eric also holds a Series 7, Series 63, Series 66, Series 9 and Series 10 license. Eric specializes in providing financial planning, portfolio management, and investment advice to individuals, businesses, and institutions. Eric previously worked for Morgan Stanley and Merrill Lynch.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
01/09/2024 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
NY
03/23/2021 - 04/06/2022
MORGAN STANLEY (PURCHASE NY)
NJ
01/26/2010 - 03/08/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (PENNINGTON NJ)
BOTH
Issued 12/29/2010
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/18/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/16/2024
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 12/29/2022
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/25/2010
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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