Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Robertson is an investment advisor representative with TIAA-CREF Individual & Institutional Services, LLC. Eric Robertson is also registered with the state of Kentucky as an investment advisor representative. Eric Robertson has been in the securities industry since November 9, 2001 and has experience with CETERA INVESTMENT SERVICES LLC, BB&T INVESTMENT SERVICES, INC., CHASE INVESTMENT SERVICES CORP., WADDELL & REED, INC., FIFTH THIRD SECURITIES, INC., MORGAN KEEGAN & COMPANY, INC., and J.J.B. HILLIARD, W.L. LYONS, INC. Eric Robertson holds licenses for Series 6, 63, 65, 7, and SIE. Eric Robertson is an active member of the securities industry and currently provides advisory services to individuals, high-net-worth individuals, charitable organizations and corporations or other businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
KY
11/28/2022 - Present
Tiaa-Cref Individual & Institutional Services, LLC (LEXINGTON KY)
KY
08/11/2016 - 05/28/2021
CETERA INVESTMENT SERVICES LLC (LEXINGTON KY)
KY
02/16/2010 - 08/02/2016
BB&T INVESTMENT SERVICES, INC. (LEXINGTON KY)
KY
04/20/2007 - 05/05/2009
CHASE INVESTMENT SERVICES CORP. (NICHOLASVILLE KY)
KY
01/26/2007 - 03/07/2007
WADDELL & REED, INC. (LOUISVILLE KY)
OH
04/22/2003 - 06/06/2005
FIFTH THIRD SECURITIES, INC. (CINCINNATI OH)
TN
07/28/2000 - 04/17/2003
MORGAN KEEGAN & COMPANY, INC. (MEMPHIS TN)
KY
10/17/1997 - 08/07/2000
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
IA
Issued 12/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/07/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/16/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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