Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Rufrano is a financial professional with over 4 years of experience in the industry. Eric is currently registered with Fidelity Brokerage Services LLC and holds Series 7, 99TO, 24, and 63 licenses. Eric's professional background includes experience at Pershing LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
RI
10/27/2022 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
FL
09/23/2019 - 09/28/2022
PERSHING LLC (LAKE MARY FL)
BC
Issued 11/15/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2020
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 09/21/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/06/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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