Unclaimed
Eric Ross Gielow is a financial advisor with over 15 years of experience in the industry. He has a diverse background, having worked with various firms including Bluerock Capital Markets LLC, IMST Distributors, LLC, Foreside Fund Services, LLC, and Grand Distribution Services, LLC. Eric is currently registered with Foreside Fund Services, LLC and holds a variety of licenses and certifications including Series 3, 7, 31, 63, 65 and 66. Eric is registered in all 50 states and the District of Columbia. Eric's experience and expertise allow him to provide comprehensive financial advice to a wide range of clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
DC
02/04/2022 - Present
Foreside Fund Services, LLC (Washington DC)
NY
09/11/2018 - 01/14/2022
BLUEROCK CAPITAL MARKETS LLC (NEW YORK NY)
CO
12/11/2013 - 07/06/2017
IMST DISTRIBUTORS, LLC (DENVER CO)
CO
06/28/2012 - 12/31/2013
FORESIDE FUND SERVICES, LLC (DENVER CO)
WI
06/22/2011 - 06/28/2012
GRAND DISTRIBUTION SERVICES, LLC (MILWAUKEE WI)
CO
03/02/2007 - 02/02/2011
JACKSON NATIONAL LIFE DISTRIBUTORS LLC (DENVER CO)
NY
04/29/2003 - 07/12/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
IA
Issued 12/20/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/27/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 05/19/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/21/2018
Series 3 - National Commodity Futures Examination
BC
Issued 03/01/2007
Series 7 - General Securities Representative Examination
BC
Issued 08/22/2003
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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