Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Backman is a financial professional registered with MM Ascend Life Investor Services, LLC. He holds the Series 6, Series 63, and SIE licenses. Eric has been in the industry since December 17, 2006, and is currently registered in Ohio, Oregon, and Washington. Eric is a financial advisor, and offers a range of financial services, including securities brokerage and investment advisory services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Maintaining registration but not actively providing advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Maintaining registration but not serving clients
1
2
OH
10/28/2019 - Present
MM Ascend Life Investor Services, LLC (CINCINNATI OH)
NJ
04/15/2019 - 09/26/2019
NYLIFE DISTRIBUTORS LLC (JERSEY CITY NJ)
OH
04/25/2008 - 04/10/2019
PROEQUITIES, INC. (CINCINNATI OH)
MN
09/15/2006 - 02/25/2008
HARTFORD INVESTMENT FINANCIAL SERVICES, LLC (WOODBURY MN)
BC
Issued 09/08/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/14/2006
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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