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Eric Robert Schwartz

Transcend Capital Advisors, LLC

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About Eric Robert Schwartz

Eric Schwartz is an investment advisor representative with Transcend Capital Advisors, LLC, with 30 years of experience in the industry. Eric holds Series 7, 31, and 63 registrations. Eric specializes in portfolio management for individuals and businesses, financial planning, and pension consulting. Eric is also registered as an investment advisor representative with Transcend Capital Advisors, LLC in New Jersey and Florida. Prior to joining Transcend Capital Advisors, LLC, Eric worked at UBS Financial Services Inc. and Purshe Kaplan Sterling Investments.

Firm Information

Eric Schwartz is currently registered with Transcend Capital Advisors, LLC. Transcend Capital Advisors, LLC is an investment advisor based in Madison, NJ. The firm manages over $2.8 billion in assets for individuals, corporations, charitable organizations, pooled investment vehicles, and pension plans. They offer financial planning, pension consulting, and portfolio management services.
Transcend Capital Advisors, LLC

7 GIRALDA FARMS

MADISON, NJ 07940

$2.86B

Assets Under Management

Not reported

Total Clients

18

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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pension consulting services

Guidance on pension options to ensure a secure financial future.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eric Schwartz’s Registration & Firm History

FL

01/15/2019 - Present

Transcend Capital Advisors, LLC (Naples FL)

NJ

01/09/2019 - 03/27/2020

PURSHE KAPLAN STERLING INVESTMENTS (Short Hills NJ)

NJ

02/13/2009 - 01/21/2019

UBS FINANCIAL SERVICES INC. (FLORHAM PARK NJ)

NJ

03/07/1994 - 03/13/2009

CITIGROUP GLOBAL MARKETS INC. (MORRISTOWN NJ)

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Licenses & Designations

IA

Issued 12/11/1995

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/05/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/24/2004

Series 31 - Futures Managed Funds Examination

BC

Issued 03/05/1994

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

Disclosures

There are 4 public disclosures for Eric Robert Schwartz. Review regulatory record here.
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