Unclaimed
Eric Nastri is a financial professional with over 20 years of experience in the industry. Eric is currently registered with Alps Distributors, Inc. in Bernardsville, NJ, and previously worked for firms such as UBS Asset Management (US) Inc. and Morgan Stanley DW Inc. Eric has a diverse background in financial services, with experience in both brokerage and investment advisory roles.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
05/23/2020 - Present
Alps Distributors, Inc. (BERNARDSVILLE NJ)
NY
05/19/2015 - 06/22/2018
UBS ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NJ
12/01/2010 - 05/19/2015
UBS FINANCIAL SERVICES INC. (WEEHAWKEN NJ)
NY
09/14/2001 - 08/11/2004
UBS GLOBAL ASSET MANAGEMENT (US) INC. (NEW YORK NY)
NY
02/26/2001 - 12/14/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
01/20/1995 - 04/09/1996
FURMAN SELZ LLC (NEW YORK NY)
BOTH
Issued 02/28/2011
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/19/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 03/21/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/22/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/30/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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