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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Haupt is a financial advisor with Cetera Investment Advisers LLC. Eric has been in the industry for over 45 years and has a wide range of experience. He has a comprehensive understanding of a variety of financial products and services, including insurance, fixed income, and investment management. Eric is committed to providing personalized financial advice that meets his clients' individual needs and goals. He believes in building long-term relationships with his clients and works closely with them to develop and implement financial plans. Eric also holds several designations and licenses, including Series 6, 7, 24, 63, and 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (AGOURA HILLS CA)
CA
10/01/1995 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (AGOURA HILLS CA)
WA
08/01/1975 - 10/01/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
IA
Issued 01/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 06/01/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 01/02/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1997
Series 7 - General Securities Representative Examination
BC
Issued 07/22/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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