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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Haupt is a financial advisor with Cetera Investment Advisers LLC. Eric has been in the financial services industry since 1975. Eric has a Series 7, Series 63, Series 65, Series 24 and Series 26 licenses and is registered in 45 states. Eric specializes in providing financial planning, portfolio management for businesses and individuals, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
06/29/2023 - Present
Cetera Investment Advisers LLC (AGOURA HILLS CA)
CA
10/01/1995 - 06/09/2021
VOYA FINANCIAL ADVISORS, INC. (AGOURA HILLS CA)
WA
08/01/1975 - 10/01/1995
RELIASTAR FINANCIAL MARKETING CORP. (SEATTLE WA)
IA
Issued 1/29/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/26/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 2/23/1998
Series 24 - General Securities Principal Examination
BC
Issued 6/1/1993
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 1/2/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 1/2/2023
Series 22TO - Direct Participation Programs Representative Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/30/1997
Series 7 - General Securities Representative Examination
BC
Issued 7/22/1975
Series 1 - Registered Representative Examination
Active
Inactive
F
FINRA
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