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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Gauster is an investment advisor representative with Oppenheimer & Co. Inc. Eric has been in the securities industry since 1994. Eric holds Series 7, 31, and 63 licenses, as well as a Series 65 license. Prior to joining Oppenheimer & Co. Inc., Eric worked at Legg Mason Wood Walker, Incorporated and Salomon Smith Barney Inc. Eric is registered in multiple states including Florida, Massachusetts, Texas, Alabama, California, Connecticut, District of Columbia, Georgia, Idaho, Illinois, Indiana, Louisiana, Maryland, Michigan, Minnesota, Nebraska, Nevada, New Hampshire, New York, North Carolina, Ohio, Pennsylvania, South Carolina, Tennessee, and Virginia. Eric provides investment advice to individuals, corporations, businesses, trusts, and other entities.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
FL
04/19/2023 - Present
Oppenheimer & Co. Inc. (FORT MYERS FL)
NY
02/21/2006 - 04/03/2006
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
MD
07/01/2002 - 02/21/2006
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
NY
09/07/1994 - 05/31/2002
SALOMON SMITH BARNEY INC. (NEW YORK NY)
IA
Issued 06/08/2006
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/13/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/11/2009
Series 31 - Futures Managed Funds Examination
BC
Issued 09/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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