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Eric Rios

Park Avenue Securities LLC

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About Eric Rios

Eric Rios is a registered representative with Park Avenue Securities LLC. Eric is a seasoned financial professional with over 25 years of experience in the industry. Eric has a strong understanding of the financial markets and is committed to providing personalized financial advice to clients. Eric is registered in multiple states, including California, Connecticut, Florida, Maine, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, Texas, Utah, and Virginia.

Firm Information

Eric Rios is currently registered with Park Avenue Securities LLC. Park Avenue Securities LLC is a Limited Liability Company registered in the state of New York and has been operating since August 20, 1998. They provide financial planning and portfolio management services to individuals, high net worth individuals, corporations, pension and profit-sharing plans, charitable organizations, and captive insurance clients. The firm has a nationwide reach with registered offices in 53 states and the District of Columbia.
Park Avenue Securities LLC

10 HUDSON YARDS

NEW YORK, NY 10001

$11.88B

Assets Under Management

38,141

Total Clients

2,244

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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educational seminars & workshops

Seminars designed to boost your financial literacy and investment knowledge.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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fixed fees

Set rates for specific services, regardless of time or assets managed.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Eric Rios’s Registration & Firm History

NJ

12/05/2024 - Present

Park Avenue Securities LLC (WALL NJ)

NY

05/19/2000 - 12/05/2013

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

NY

10/29/1997 - 06/11/1998

MADISON CAPITAL MARKETS CORP. (NEW YORK NY)

TX

06/27/1997 - 10/21/1997

REDSTONE SECURITIES, INC. (DALLAS TX)

NA

05/27/1997 - 07/18/1997

SHAMUS GROUP, INC.

NY

12/13/1996 - 05/23/1997

FIRST CAMBRIDGE SECURITIES CORPORATION (NEW YORK NY)

NY

04/08/1996 - 01/01/1997

H.J. MEYERS & CO., INC. (ROCHESTER NY)

NY

05/17/1995 - 04/09/1996

STRATTON OAKMONT INC. (LAKE SUCCESS NY)

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Licenses & Designations

BOTH

Issued 10/03/2016

Series 66 - Uniform Combined State Law Examination

BC

Issued 03/02/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 05/16/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Eric Rios. Review regulatory record here.
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