Unclaimed
Eric Rios is a registered representative with Park Avenue Securities LLC. Eric is a seasoned financial professional with over 25 years of experience in the industry. Eric has a strong understanding of the financial markets and is committed to providing personalized financial advice to clients. Eric is registered in multiple states, including California, Connecticut, Florida, Maine, Massachusetts, New Jersey, New York, North Carolina, Pennsylvania, Texas, Utah, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/05/2024 - Present
Park Avenue Securities LLC (WALL NJ)
NY
05/19/2000 - 12/05/2013
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
10/29/1997 - 06/11/1998
MADISON CAPITAL MARKETS CORP. (NEW YORK NY)
TX
06/27/1997 - 10/21/1997
REDSTONE SECURITIES, INC. (DALLAS TX)
NA
05/27/1997 - 07/18/1997
SHAMUS GROUP, INC.
NY
12/13/1996 - 05/23/1997
FIRST CAMBRIDGE SECURITIES CORPORATION (NEW YORK NY)
NY
04/08/1996 - 01/01/1997
H.J. MEYERS & CO., INC. (ROCHESTER NY)
NY
05/17/1995 - 04/09/1996
STRATTON OAKMONT INC. (LAKE SUCCESS NY)
BOTH
Issued 10/03/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/02/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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