linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Eric Richardson Rocks

U.s. Bancorp Investments, Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Eric? Claim Your Profile

About Eric Richardson Rocks

Eric Richardson Rocks is a financial advisor licensed in Illinois. Eric holds Series 6, 63, and SIE licenses and is registered with U.S. Bancorp Investments, Inc. Eric has been in the industry since 2006, joining U.S. Bancorp Investments, Inc. in March of 2022. Prior to that, Eric was a registered representative for Fifth Third Securities, Inc. from December 2006 to November 2008. Eric is specialized in providing financial planning, portfolio management for businesses and individuals, and publication of periodicals.

Firm Information

Eric Rocks is currently registered with U.s. Bancorp Investments, Inc.. U.S. Bancorp Investments, Inc. is a corporation that provides financial planning, portfolio management, and other investment advisory services. Formed in 1974, the firm has approximately $1 billion - $10 billion in assets under management and is registered with the SEC and in all 50 states. The firm's main office is located in Saint Paul, Minnesota.
U.s. Bancorp Investments, Inc.

60 LIVINGSTON AVENUE

SAINT PAUL, MN 55107

$15.87B

Assets Under Management

3,360

Total Clients

1,960

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

check

financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

check

selection of other advisors

Helps you choose top advisors aligned with your financial goals.

check

portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

check

portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

check

percentage of assets

A percentage of the total value of assets under management is charged.

check

other

12b-1,networking&shareholder serv,product partner arrangements

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Eric Rocks’s Registration & Firm History

IL

03/18/2022 - Present

U.s. Bancorp Investments, Inc. (Geneva IL)

IL

12/13/2006 - 11/05/2008

FIFTH THIRD SECURITIES, INC. (CHICAGO IL)

Not sure if Eric Richardson Rocks is right for you?

Licenses & Designations

BC

Issued 05/06/2022

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 03/18/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 12/13/2021

SIE - Securities Industry Essentials Examination

BC

Issued 12/12/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Richardson Rocks.
Not sure if Eric Richardson Rocks is right for you?