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Eric Richard Stewart

Lazard Freres & Co. LLC

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About Eric Richard Stewart

Eric Stewart is a financial professional with over 10 years of experience in the industry. Eric currently works at Lazard Freres & Co. LLC, where he has been employed since January 2014. Previously, Eric was with Houlihan Lokey Capital, Inc. in San Francisco. Eric holds the Series 63, SIE, and Series 79 securities licenses. He is registered with the state of New York.

Firm Information

Eric Stewart is currently registered with Lazard Freres & Co. LLC. Lazard Freres & Co. LLC is a Limited Liability Company formed in May 1995. It is registered in all 50 states and the District of Columbia, as well as with the SEC. The firm has been involved in 14 regulatory events and 2 civil events.

Not reported

Assets Under Management

Not reported

Total Clients

256

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Stewart’s Registration & Firm History

NY

01/07/2014 - Present

Lazard Freres & Co. LLC (NEW YORK NY)

CA

09/13/2011 - 01/02/2014

HOULIHAN LOKEY CAPITAL, INC. (SAN FRANCISCO CA)

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Licenses & Designations

BC

Issued 09/09/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/12/2011

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Richard Stewart.
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