Unclaimed
Eric Stewart is a financial professional with over 10 years of experience in the industry. Eric currently works at Lazard Freres & Co. LLC, where he has been employed since January 2014. Previously, Eric was with Houlihan Lokey Capital, Inc. in San Francisco. Eric holds the Series 63, SIE, and Series 79 securities licenses. He is registered with the state of New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
01/07/2014 - Present
Lazard Freres & Co. LLC (NEW YORK NY)
CA
09/13/2011 - 01/02/2014
HOULIHAN LOKEY CAPITAL, INC. (SAN FRANCISCO CA)
BC
Issued 09/09/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/12/2011
Series 79 - Investment Banking Registered Representative Examination
Active
Inactive
F
FINRA
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