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Eric Richard Marlin

Orchard Securities, LLC

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About Eric Richard Marlin

Eric Marlin is a financial professional with over 20 years of experience in the industry. Eric is currently registered with Orchard Securities, LLC and has been active in the broker-dealer space since 2001. Previously, Eric worked at several other firms including OMNI Brokerage, Inc., AFA Financial Group, LLC and Brookstreet Securities Corporation. Eric is licensed to provide investment advice and securities trading services in all 50 states.

Firm Information

Eric Marlin is currently registered with Orchard Securities, LLC. Orchard Securities, LLC, is a Limited Liability Company formed on September 27, 2005. The firm is registered to do business in all 50 states, the District of Columbia, and Puerto Rico.

Not reported

Assets Under Management

Not reported

Total Clients

47

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Marlin’s Registration & Firm History

CA

12/22/2010 - Present

Orchard Securities, LLC (Solana Beach CA)

UT

01/04/2010 - 04/28/2011

OMNI BROKERAGE, INC. (SOUTH JORDAN UT)

UT

02/13/2009 - 01/04/2010

ORCHARD SECURITIES, LLC (PLEASANT GROVE UT)

CA

03/30/2006 - 12/31/2008

AFA FINANCIAL GROUP, LLC (CALABASAS CA)

CA

08/26/2005 - 02/13/2006

BROOKSTREET SECURITIES CORPORATION (SAN JUAN CAPISTRANO CA)

CA

08/10/2004 - 05/11/2005

FINANCE 500, INC. (IRVINE CA)

CA

07/16/2002 - 03/11/2003

WM FINANCIAL SERVICES, INC. (IRVINE CA)

NY

01/29/2001 - 03/11/2002

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

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Licenses & Designations

BOTH

Issued 05/30/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/26/2001

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are 2 public disclosures for Eric Richard Marlin. Review regulatory record here.
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