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Eric Richard Fischer

THE Baker Group, LP

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About Eric Richard Fischer

Eric Richard Fischer is a financial professional with over 15 years of experience in the industry. He is currently registered with The Baker Group, LP and has previously worked at BOSC, INC., COHEN SPECIALISTS, LLC, and AGS SPECIALISTS LLC. Eric Fischer holds several licenses and certifications, including Series 7, Series 52, Series 53, and Series 63. He has a strong background in municipal securities and portfolio management. Eric Richard Fischer's expertise lies in providing investment strategies for financial institutions and other institutional investors.

Firm Information

Eric Fischer is currently registered with THE Baker Group, LP. THE Baker Group, LP is a Partnership firm that was formed on May 20, 1992. The firm provides investment strategies for financial institutions and other institutional investors. It is registered with the SEC and in 25 states. The firm has 8 registered representatives and 5 investment adviser representatives.

Not reported

Assets Under Management

2

Total Clients

64

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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investment strategies for financial institutions and other institutional investors

Investment strategies for financial institutions and other institutional investors

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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other

Negotiable fees based on % of investable assets per client

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Eric Fischer’s Registration & Firm History

OK

03/16/2010 - Present

THE Baker Group, LP (OKLAHOMA CITY OK)

OK

08/06/2008 - 03/12/2010

BOSC, INC. (OKLAHOMA CITY OK)

NY

02/27/2006 - 06/27/2007

COHEN SPECIALISTS, LLC (NEW YORK NY)

NY

07/11/2005 - 02/21/2006

AGS SPECIALISTS LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/12/2009

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/27/2008

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/06/2008

Series 7 - General Securities Representative Examination

BC

Issued 07/22/2008

Series 52 - Municipal Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Eric Richard Fischer.
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