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Eric Richard Clark

Btig, LLC

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About Eric Richard Clark

Eric Clark is a financial professional with over 10 years of experience in the industry. Eric has a strong background in investment banking and securities trading. Eric is currently registered with BTIG, LLC, and is licensed to sell securities in all 50 states. Eric previously worked at Citizens JMP Securities, LLC and Wunderlich Securities, Inc.

Firm Information

Eric Clark is currently registered with Btig, LLC. Btig, LLC is a Limited Liability Company formed in 2002. It is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm also holds an approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

154

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Eric Clark’s Registration & Firm History

CA

08/12/2024 - Present

Btig, LLC (SAN FRANCISCO CA)

CA

05/17/2016 - 07/08/2024

CITIZENS JMP SECURITIES, LLC (SAN FRANCISCO CA)

VA

08/06/2012 - 04/22/2016

WUNDERLICH SECURITIES, INC. (ARLINGTON VA)

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Licenses & Designations

BC

Issued 10/19/2012

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 12/05/2016

Series 7 - General Securities Representative Examination

BC

Issued 08/03/2012

Series 79 - Investment Banking Registered Representative Examination

State Registrations

Active

Inactive

SRO Registrations

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

M

MEMX LLC

N

NYSE Arca, Inc.

N

Nasdaq ISE, LLC

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Eric Richard Clark.
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