Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Rockhold is a financial professional with over 30 years of experience in the securities industry. Eric is currently registered with Bofa Securities, Inc. Prior to his current role, Eric has held positions at Merrill Lynch, Pierce, Fenner & Smith Incorporated, J.P. Morgan Securities LLC, J.P. Morgan Securities Inc., and Lehman Brothers Inc. Eric is licensed to provide securities-related services in all 50 states and the District of Columbia. Eric holds the Series 7, 24, 52TO, 53, 63, and 79TO licenses, and the SIE designation. Eric has extensive experience in the municipal securities and investment banking sectors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Research-related services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Negotiated fees for research-related services
1
2
IL
05/10/2019 - Present
Bofa Securities, Inc. (CHICAGO IL)
IL
06/19/2015 - 05/10/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CHICAGO IL)
IL
10/01/2008 - 05/06/2015
J.P. MORGAN SECURITIES LLC (CHICAGO IL)
IL
05/23/2001 - 10/01/2008
J.P. MORGAN SECURITIES INC. (CHICAGO IL)
NY
06/09/1999 - 07/12/2001
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
07/16/1996 - 05/05/1999
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/19/1988 - 02/27/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/29/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/25/2013
Series 24 - General Securities Principal Examination
BC
Issued 08/25/1994
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/15/1988
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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