Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Francis is a financial advisor at Vanguard Advisers, Inc. Eric has been in the financial services industry since 2009. Eric is registered with the state of Texas and Arizona. Eric holds Series 6, 7, 9, 10, 63, and 66 licenses and is also a Certified Financial Planner. Eric has prior experience with Charles Schwab & Co., Inc., ScotTrade, Inc., Fidelity Brokerage Services LLC, and World Group Securities, Inc. Eric's experience includes working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. Eric provides financial planning, portfolio management, and selection of other advisors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
TX
03/16/2022 - Present
Vanguard Advisers, Inc. (Plano TX)
UT
10/07/2019 - 02/22/2022
MORGAN STANLEY (SOUTH JORDAN UT)
UT
11/04/2016 - 01/08/2019
CHARLES SCHWAB & CO., INC. (SALT LAKE CITY UT)
AZ
09/26/2014 - 11/04/2016
SCOTTRADE, INC. (CHANDLER AZ)
UT
02/11/2008 - 06/10/2013
FIDELITY BROKERAGE SERVICES LLC (AMERICAN FORK UT)
GA
11/08/2005 - 11/15/2006
WORLD GROUP SECURITIES, INC. (DULUTH GA)
BOTH
Issued 11/10/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/15/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/15/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/04/2010
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/09/2008
Series 7 - General Securities Representative Examination
BC
Issued 11/07/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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