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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric R Stein is an investment advisor representative with Osaic Wealth, Inc., a firm headquartered in Scottsdale, Arizona. Eric has been working in the financial services industry since 2004 and holds several professional designations, including the Series 7, Series 24, Series 4, and Series 53 licenses. Eric specializes in financial planning, portfolio management, and pension consulting. Eric's firm, Osaic Wealth, Inc., is a registered investment advisor with the Securities and Exchange Commission (SEC). The firm provides investment advisory services to individuals, businesses, and institutions. Osaic Wealth, Inc., has a total of approximately $94 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
AZ
11/02/2018 - Present
Osaic Wealth, Inc. (SCOTTSDALE AZ)
FL
09/01/2016 - 11/02/2018
SIGNATOR INVESTORS, INC. (ST. PETERSBURG FL)
FL
10/13/2003 - 07/17/2015
INVEST FINANCIAL CORPORATION (TAMPA FL)
BOTH
Issued 11/15/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/17/2007
Series 53 - Municipal Securities Principal Examination
BC
Issued 03/23/2005
Series 4 - Registered Options Principal Examination
BC
Issued 07/30/2004
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/10/2003
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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