Unclaimed
Eric R Judge is a financial advisor with Edward Jones and has over 25 years of experience in the financial services industry. Eric has a strong background in helping clients achieve their financial goals, and he is committed to providing personalized service. Eric is a Certified Financial Planner and has earned the Series 7, Series 6, Series 63, and Series 66 securities licenses, as well as the Series 26 principal license. Eric is registered to provide advisory services in Arizona, California, Connecticut, District of Columbia, Florida, Georgia, Maine, Maryland, Massachusetts, Minnesota, New Jersey, New York, North Carolina, Rhode Island, South Carolina, Texas, Vermont, and Virginia. Eric also holds an Investment Advisor Representative license in Texas.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
CT
12/10/2018 - Present
Edward Jones (GLASTONBURY CT)
CT
01/02/2013 - 11/06/2013
MML DISTRIBUTORS, LLC (ENFIELD CT)
CT
08/21/2012 - 01/02/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (SIMSBURY CT)
CT
01/01/2009 - 09/28/2010
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (HARTFORD CT)
CT
08/09/2005 - 01/01/2009
HARTFORD EQUITY SALES COMPANY INC. (HARTFORD CT)
CA
02/12/2001 - 07/05/2005
TOWER SQUARE SECURITIES, INC. (EL SEGUNDO CA)
CT
10/26/1992 - 10/13/1998
ADVEST, INC. (HARTFORD CT)
BOTH
Issued 06/20/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/11/2001
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/31/2001
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2014
Series 7 - General Securities Representative Examination
BC
Issued 02/09/2001
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/23/1992
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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