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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Fenton is an investment advisor representative with LPL Financial LLC. Eric has been in the financial services industry for over 30 years and is registered to provide investment advice in 14 states. Prior to joining LPL, Eric was an advisor with Securities America, Inc. and SII Investments, Inc. Eric holds the Series 65, 63, 7, 24 and 26 licenses. Eric specializes in providing financial planning, portfolio management for individuals and businesses, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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CA
11/30/2022 - Present
LPL Financial LLC (SAN DIEGO CA)
WA
10/17/2017 - 11/29/2022
SECURITIES AMERICA, INC. (VANCOUVER WA)
WA
11/11/2003 - 10/18/2017
SII INVESTMENTS, INC. (VANCOUVER WA)
MO
01/07/2003 - 11/12/2003
SUNSET FINANCIAL SERVICES, INC. (KANSAS CITY MO)
OH
01/31/2002 - 12/31/2002
CARILLON INVESTMENTS, INC. (CINCINNATI OH)
NY
07/12/2000 - 02/08/2002
MONY SECURITIES CORPORATION (NEW YORK NY)
NJ
03/25/1992 - 06/30/2000
PRUCO SECURITIES CORPORATION (NEWARK NJ)
NJ
03/25/1992 - 12/10/1993
THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)
MA
07/18/1989 - 04/09/1990
MUTUAL SERVICE CORPORATION (BOSTON MA)
IA
Issued 12/15/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/26/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2000
Series 24 - General Securities Principal Examination
BC
Issued 06/05/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 01/02/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/15/1989
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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