Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Platt is a financial advisor currently registered with Jefferies Investment Advisers LLC. Eric is a licensed investment advisor in the state of Florida. Platt has been in the industry since October 14, 2018. Eric has previously worked for FORESIDE FINANCIAL SERVICES, LLC, HSBC SECURITIES (USA) INC. and MORGAN STANLEY. Eric has a variety of certifications, including the Series 66, Series 65, Series 63 and Series 7 exams. Eric has experience with a variety of clients, including corporations, individuals and pension plans. Eric specializes in providing financial planning, selection of other advisors, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
06/29/2023 - Present
Jefferies Investment Advisers LLC (Miami FL)
FL
12/17/2018 - 09/16/2021
FORESIDE FINANCIAL SERVICES, LLC (Miami FL)
FL
03/23/2017 - 11/27/2018
HSBC SECURITIES (USA) INC. (MIAMI FL)
FL
05/26/2016 - 08/22/2016
MORGAN STANLEY (CORAL GABLE FL)
BOTH
Issued 06/16/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 12/21/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/26/2016
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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