Unclaimed
Eric Platt is an investment advisor representative with Empower Capital Management, LLC. Eric has been in the financial services industry since 2009. Eric is registered with the state of Connecticut as an investment advisor representative. Eric is also a chartered financial analyst. Eric has experience working with insurance companies, investment companies, pooled investment vehicles, pension and profit sharing plans, corporations or other businesses, and state or municipal government entities. Eric is specialized in various areas including Mutual Funds and Variable Annuities, Variable Life Insurance Products, Annuities, and Retirement Plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Strategic management for diversified investment portfolios.
Insurance company separate accounts services provided to non qualified retirement plan sponsors
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CO
03/10/2023 - Present
Empower Capital Management, LLC (GREENWOOD VILLAGE CO)
CT
04/13/2018 - 12/13/2022
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
CT
06/15/2011 - 07/10/2013
HARTFORD SECURITIES DISTRIBUTION COMPANY, INC. (WINDSOR CT)
CT
12/24/2009 - 05/19/2011
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (HARTFORD CT)
BC
Issued 05/11/2018
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/17/2011
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/13/2018
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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