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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Westerdale is a financial advisor at Raymond James & Associates, Inc. Eric is a registered representative with the Financial Industry Regulatory Authority (FINRA) and is registered to offer securities in the state of Connecticut. Eric has worked in the financial services industry since July 16, 2019 and prior to joining Raymond James & Associates, Inc. Eric worked at PRUCO SECURITIES, LLC. Eric has successfully passed the Series 7TO, SIE and Series 66 exams. Eric provides a wide range of financial services to clients, including financial planning, portfolio management for individuals and businesses, pension consulting and educational seminars. Eric is committed to providing personalized service to each client.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CT
03/18/2020 - Present
Raymond James & Associates, Inc. (Greenwich CT)
CT
07/17/2019 - 03/25/2020
PRUCO SECURITIES, LLC. (SHELTON CT)
BOTH
Issued 08/23/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/17/2019
Series 7TO - General Securities Representative Examination
BC
Issued 04/01/2019
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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