Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Eric? Claim Your ProfileEric Paul Hothem is a registered representative with J.p. Morgan Securities LLC. Eric is a financial professional with over 20 years of experience. Eric has been registered with the Securities and Exchange Commission since 2003. Eric is a Series 7, Series 66, and Series 65 licensed representative. In addition to his experience at J.p. Morgan Securities LLC, Eric has held prior roles at firms like CITIGROUP GLOBAL MARKETS INC., and CITICORP INVESTMENT SERVICES.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
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2
DC
04/08/2024 - Present
J.p. Morgan Securities LLC (Washington DC)
DC
05/29/2007 - 05/17/2013
CITIGROUP GLOBAL MARKETS INC. (WASHINGTON DC)
DC
05/30/2003 - 05/29/2007
CITICORP INVESTMENT SERVICES (WASHINGTON DC)
IA
Issued 03/19/2024
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 08/12/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/28/2003
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe C2 Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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