Unclaimed
Eric Paul Fender is an investment advisor representative, with Ameriprise Financial Services, LLC and has been in the industry since 1992. Eric is registered in 24 states and has a Series 7, Series 63, and Series 66 license. In addition to Ameriprise, Eric has previously been affiliated with COOPER MALONE MCCLAIN, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, EDWARD JONES, STIFEL, NICOLAUS & COMPANY, INCORPORATED, INSIGHT SECURITIES & TRADING, INC. and A. G. EDWARDS & SONS, INC. Eric is a dedicated financial professional with extensive experience in the financial services industry, providing a personalized approach to financial planning, asset allocation, and investment management. Eric is passionate about helping clients achieve their financial goals and has a proven track record of success.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
KS
04/16/2014 - Present
Ameriprise Financial Services, LLC (WICHITA KS)
KS
04/01/2005 - 11/08/2006
COOPER MALONE MCCLAIN, INC. (WICHITA KS)
NY
02/28/2003 - 04/05/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MO
12/12/2000 - 02/18/2003
EDWARD JONES (ST. LOUIS MO)
MO
08/24/1998 - 01/11/2001
STIFEL, NICOLAUS & COMPANY, INCORPORATED (ST. LOUIS MO)
NA
05/19/1997 - 08/27/1998
INSIGHT SECURITIES & TRADING, INC.
MO
11/07/1991 - 02/11/1997
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
BOTH
Issued 04/14/2003
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/24/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/05/1991
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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